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TON Ken-edouard

孫名寶
CE BUD433Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

TON Ken-edouard (CE number BUD433) is an individual licensed by the Hong Kong SFC. First licensed on 2023-11-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerWells Fargo Securities Asia Limited

Licence Record (2)

2024-01-31 – present Current
Wells Fargo Securities Asia Limited RO
RA 1 RA 4
2023-11-13 – 2024-01-31
Wells Fargo Securities Asia Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUD433