Principal Asset Management Company (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AFA235). First licensed on 2004-11-04. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2024-07-19 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-11-04 |
| RA 9 | Asset Management | 提供資產管理 | 2004-11-04 |
| CE No. | Name | Chinese |
|---|---|---|
| AEX966 | CHEUNG Kam Ping | 張錦屏 |
| AON741 | WANG Xi | 王曦 |
| ARP541 | TEOH Chin Wei | 張津偉 |
| AYD306 | SINGH Raj Kumar | |
| AYZ046 | SARAN Phillip Howard Hasenfus | 郝振毅 |
| CE No. | Name | Chinese |
|---|---|---|
| AFD507 | KE Wing Shuen | 柯泳璇 |
| ANG124 | YAU Yuet Fong | 丘月芳 |
| ARP541 | TEOH Chin Wei | 張津偉 |
| AXC908 | LAM Lai Kwan | 林麗君 |
| AXX232 | LAU Martin Kin Yeung | 劉健洋 |
| BAE895 | LUO Xi | 羅希 |
| BAN207 | CHONG Kwok Chee | 莊國幟 |
| BBR452 | YU Ran | 郁然 |
| BDO978 | LIU Chang | 劉暢 |
| BEZ915 | PENG Han | 彭瀚 |
| BFU726 | YU Ying | 余穎 |
| BHN783 | CAO Yang | 曹阳 |
| BHO110 | TO Ming Kan | 杜銘勤 |
| BIR398 | ZHANG Yifan | 張一凡 |
| BKG141 | ZHAO Jing | 趙晶 |
| BKX346 | LI Man | 李曼 |
| BLE454 | KOH Chee Sin | |
| BNU268 | YE Junrui | 叶俊睿 |
| BNV174 | WAN Howe Chung | |
| BOE956 | CHAN Hiu Yung Crystal | 陳曉蓉 |
| BOS229 | ZHOU Chenruo | 周辰若 |
| BPW944 | GOPALAKRISHNAN Prakash | |
| BRN906 | DENG Yifan | 鄧逸凡 |
| BRU664 | LEUNG Wing Hang | 梁永恒 |
| BTC619 | WONG Wing Leong | 王永亮 |
| BTK148 | LIU Hsiang Ching | 劉向晴 |
| BTM987 | SIAW Kiat Hau | |
| BTO567 | LIU Tianyu | 劉天雨 |
| BUG016 | HO Chun Yee | 何俊義 |
| BWF266 | SHEK Mei Shan | 石美珊 |