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SARAN Phillip Howard Hasenfus

郝振毅
CE AYZ046Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

SARAN Phillip Howard Hasenfus (CE number AYZ046) is an individual licensed by the Hong Kong SFC. First licensed on 2012-02-13. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPrincipal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司
Responsible OfficerPrincipal Investment & Retirement Services Limited
信安投資及退休金服務有限公司

Licence Record (4)

2017-11-22 – present Current
Principal Investment & Retirement Services Limited RO
RA 1 RA 4
2017-08-11 – present Current
Principal Asset Management Company (Asia) Limited RO
RA 1 RA 4 RA 9
2020-01-24 – 2022-12-31
Principal Global Investors (Hong Kong) Limited Rep
RA 4 RA 9
2012-02-13 – 2025-04-23
Principal Asset Management Company (Asia) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYZ046