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WAN Howe Chung

CE BNV174Licensed IndividualSFO licence active
Official SFC record

WAN Howe Chung (CE number BNV174) is an individual licensed by the Hong Kong SFC. First licensed on 2019-03-18. Their SFC licence is currently active. Accredited for regulated activity Type 9 (Asset management).

Regulated Activities (on record) (1)

RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrincipal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司

Licence Record (3)

2022-07-15 – present Current
Principal Asset Management Company (Asia) Limited Rep
RA 9
2019-10-09 – 2022-12-31
Principal Global Investors (Hong Kong) Limited Rep
RA 9
2019-03-18 – 2019-10-09
Principal Global Investors (Hong Kong) Limited RO
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNV174