KE Wing Shuen

柯泳璇

CE AFD507Licensed IndividualSFO licence active

KE Wing Shuen (CE number AFD507) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

RA 9 Asset Management

Roles & Accreditations (2)

Capacity	Company / Institution
Representative	Principal Asset Management Company (Asia) Limited 信安資金管理(亞洲)有限公司
Representative	Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司

Licence Record (12)

2022-12-01 – present Current

Principal Asset Management Company (Asia) Limited Rep

RA 1 RA 4

2018-08-16 – present Current

Principal Investment & Retirement Services Limited Rep

RA 1

2018-07-06 – 2022-12-31

Principal Global Investors (Hong Kong) Limited Rep

RA 4

2017-06-22 – 2018-04-30

ICBC International Asset Management Limited Rep

RA 9

2017-05-08 – 2018-04-30

ICBC International Securities Limited Rep

RA 1

2015-06-08 – 2017-05-01

Invesco Asset Management Asia Limited Rep

RA 1

2015-06-08 – 2017-05-01

Invesco Hong Kong Limited (trading as Invesco Asia Pacific) Rep

RA 1

2014-01-16 – 2015-01-30

Guosen Securities (HK) Asset Management Company Limited Rep

RA 1 RA 4 RA 9

2009-03-27 – 2013-12-18

Jupiter Asset Management (Asia Pacific) Limited Rep

RA 1 RA 4

2008-08-05 – 2008-09-25

HSBC Global Asset Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2008-08-05 – 2008-09-25

HSBC Investment Funds (Hong Kong) Limited Rep

RA 1 RA 4 RA 9

2003-04-01 – 2008-07-04

FIL Investment Management (Hong Kong) Limited Rep

RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AFD507