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LO King Chung

盧敬忠
CE AKP938Licensed IndividualSFO licence active
Official SFC record

LO King Chung (CE number AKP938) is an individual licensed by the Hong Kong SFC. First licensed on 2005-03-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrincipal Investment & Retirement Services Limited
信安投資及退休金服務有限公司

Licence Record (7)

2022-09-29 – present Current
Principal Investment & Retirement Services Limited Rep
RA 1 RA 4
2019-08-02 – 2022-08-19
Income Partners Asset Management (HK) Limited Rep
RA 4 RA 9
2017-09-29 – 2019-07-09
Value Partners Hong Kong Limited Rep
RA 1 RA 4 RA 9
2017-09-29 – 2019-07-09
Value Partners Limited Rep
RA 1 RA 4 RA 9
2014-09-22 – 2017-09-08
Ninety One Hong Kong Limited Rep
RA 1 RA 4
2006-02-02 – 2006-03-01
Superfund Financial (Hong Kong) Limited Rep
RA 1
2005-03-01 – 2007-04-14
Everbright Securities Investment Services (HK) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AKP938