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LI Man

李曼
CE BKX346Licensed IndividualSFO licence active
Official SFC record

LI Man (CE number BKX346) is an individual licensed by the Hong Kong SFC. First licensed on 2017-09-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativePrincipal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司

Licence Record (5)

2022-12-01 – present Current
Principal Asset Management Company (Asia) Limited Rep
RA 4 RA 9
2021-11-24 – 2022-12-31
Principal Global Investors (Hong Kong) Limited Rep
RA 4 RA 9
2019-10-10 – 2021-10-29
China Life Franklin Asset Management Co., Limited Rep
RA 4 RA 9
2017-09-21 – 2019-10-02
Orient Securities (Hong Kong) Limited Rep
RA 1 RA 4
2017-09-21 – 2019-10-02
Orient Asset Management (Hong Kong) Limited Rep
RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BKX346