Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAU Martin Kin Yeung

劉健洋
CE AXX232Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Martin Kin Yeung (CE number AXX232) is an individual licensed by the Hong Kong SFC. First licensed on 2011-08-22. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 13 (Depositary services). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 13 Depositary Services for Relevant CISs

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerPrincipal Trust Company (Asia) Limited
信安信託(亞洲)有限公司
RepresentativePrincipal Asset Management Company (Asia) Limited
信安資金管理(亞洲)有限公司

Licence Record (3)

2025-07-15 – present Current
Principal Asset Management Company (Asia) Limited Rep
RA 1 RA 4
2024-10-02 – present Current
Principal Trust Company (Asia) Limited RO
RA 13
2011-08-22 – 2012-06-16
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXX232