CNCB (Hong Kong) Capital Limited is a Hong Kong SFC licensed corporation (CE number AEQ982). First licensed on 2004-11-10. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-06-07 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-11-10 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2010-10-27 |
| RA 9 | Asset Management | 提供資產管理 | 2004-11-10 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| ACV410 | CHAN Shun Kuen, Eric | 陳舜權 |
| AMA891 | GUO Yang | 郭洋 |
| AOV557 | CHAN Ho Pok | 陳浩博 |
| ASD199 | YICK Ho Chuen | 易浩泉 |
| ATS379 | ZHANG Dijiang | 張締江 |
| AYS118 | ZHANG Dingfang | 張定昉 |
| BLJ657 | CHUNG Jia Hsung | 鍾佳勳 |
| BNG180 | ZHOU Yiming | 周一鳴 |
| BOT103 | ZHANG Kexin | 張可欣 |
| BRE190 | LIU Boyang | 劉博阳 |
| BWO024 | YUN Xiaofei | 云晓飛 |
| CE No. | Name | Chinese |
|---|---|---|
| AMA891 | GUO Yang | 郭洋 |
| AOV557 | CHAN Ho Pok | 陳浩博 |
| AQM198 | LI Zhun | 李准 |
| ASD199 | YICK Ho Chuen | 易浩泉 |
| ATS379 | ZHANG Dijiang | 張締江 |
| BAV678 | MA Helun | 麻赫伦 |
| BCN600 | SHI Ye | 施曄 |
| BDL577 | WU Xiaoyu | 吳效宇 |
| BEQ928 | GENG Geng | 耿賡 |
| BEY904 | DONG Shu | 董舒 |
| BFC565 | WANG Yiqun | 王軼群 |
| BFN385 | GE Jingjing | 葛晶晶 |
| BFX311 | LI Jiageng | 李加庚 |
| BJK888 | JI Zhe | 吉喆 |
| BKI929 | ZHOU Lin | 周霖 |
| BKR355 | SHU Tingfei | 舒廷飛 |
| BMM428 | LEE Suet Yee | 李雪怡 |
| BMY656 | YU Jiaxue | 於佳雪 |
| BOA516 | GU Chen | 顧晨 |
| BOB511 | TSO Yui Tak | 曹銳特 |
| BOJ405 | LIM Kai Ning, Karen | 林愷寧 |
| BOS356 | JIANG Wenjia | 姜文佳 |
| BOU402 | SHENG Yuan | 盛遠 |
| BPO889 | YANG Yiwei | 楊依維 |
| BQF455 | SHI Xinyu | 施心宇 |
| BRJ333 | ZHU Guangzheng | 朱光正 |
| BRK978 | LI Zhaoyang | 李兆阳 |
| BRK982 | LU Yanyang | 卢雁阳 |
| BRL007 | AN Pengfei | 安鹏飞 |
| BRM641 | YIN Zhe | 尹哲 |
| BRN897 | FENG Lei | 馮雷 |
| BRQ023 | JIA Weixuan | 賈維軒 |
| BRX086 | GAO Ya Jun | 高雅君 |
| BSB851 | HAO Xinguang | 郝新光 |
| BSI918 | ZHANG Danyun | 张丹韫 |
| BSQ961 | TAN Yaoming | 譚耀銘 |
| BTE069 | ZHOU Yijun | 周義峻 |
| BTG203 | LI Jing | 李晶 |
| BUV655 | JIANG YIkai | 蔣依愷 |
| BWN139 | LIN XIAOLIN | 林曉琳 |
| BWY710 | JIN Zihao | 金梓豪 |
| BXB656 | CHUNG LONG FUNG | 鍾朗豐 |
| BXN364 | LYU Zheng | 呂征 |
| BXQ899 | WU Youyi | 吴右儀 |
| BXT995 | KWOK Yuk Wah | 郭玉華 |
| BXY232 | QU Yiqi | 曲一奇 |
| BXY534 | LYU Sheng | 呂晟 |