Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WU Xiaoyu

吳效宇
CE BDL577Licensed IndividualSFO licence active
Official SFC record

WU Xiaoyu (CE number BDL577) is an individual licensed by the Hong Kong SFC. First licensed on 2014-05-16. Their SFC licence is currently active. Accredited for regulated activity Type 4 (Advising on securities).

Regulated Activities (on record) (1)

RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (4)

2022-07-12 – present Current
CNCB (Hong Kong) Capital Limited Rep
RA 4
2017-01-09 – 2022-06-12
Guotai Junan Securities (Hong Kong) Limited Rep
RA 4
2014-08-04 – 2017-01-02
BOCOM International Securities Limited Rep
RA 4
2014-05-16 – 2014-07-16
Platinum Broking Company Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BDL577