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ZHANG Dijiang

張締江
CE ATS379Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHANG Dijiang (CE number ATS379) is an individual licensed by the Hong Kong SFC. First licensed on 2009-09-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RepresentativeCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (5)

2017-01-10 – present Current
CNCB (Hong Kong) Capital Limited RO
RA 6
2016-10-14 – present Current
CNCB (Hong Kong) Capital Limited Rep
RA 1 RA 4 RA 6
2015-12-14 – 2016-04-28
BNP Paribas Securities (Asia) Limited Rep
RA 6
2014-09-11 – 2015-11-06
China Merchants Securities (HK) Co., Limited Rep
RA 6
2009-09-10 – 2014-07-23
BOCI Asia Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ATS379