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ZHOU Yiming

周一鳴
CE BNG180Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

ZHOU Yiming (CE number BNG180) is an individual licensed by the Hong Kong SFC. First licensed on 2019-11-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (6)

2025-12-22 – present Current
CNCB (Hong Kong) Capital Limited RO
RA 1 RA 4 RA 6
2023-09-27 – 2025-12-22
CNCB (Hong Kong) Capital Limited Rep
RA 1 RA 4 RA 6
2021-11-15 – 2023-08-23
CLSA Limited Rep
RA 1
2021-11-15 – 2023-08-23
CITIC Securities (Hong Kong) Limited Rep
RA 4 RA 6
2020-05-12 – 2021-10-28
China Industrial Securities International Brokerage Limited Rep
RA 1 RA 4
2019-11-01 – 2020-04-03
Ark Securities (Hong Kong) Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNG180