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CHAN Shun Kuen, Eric

陳舜權
CE ACV410Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Shun Kuen, Eric (CE number ACV410) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (3)

2012-03-29 – present Current
CNCB (Hong Kong) Capital Limited RO
RA 1 RA 4 RA 5 RA 6 RA 9
2004-03-01 – 2006-06-07
KCG Securities Asia Limited RO
RA 6
2003-04-01 – 2003-11-19
South China Capital Limited Rep
RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ACV410