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KCG Securities Asia Limited

寶通證券亞洲有限公司
CE AGG778Licensed Corporation
Date of licence (SFO)
2004-03-11
Register as of
2026-07-22
Last indexed
2026-07-23 05:05 UTC
Official SFC record

KCG Securities Asia Limited is a Hong Kong SFC licensed corporation (CE number AGG778). First licensed on 2004-03-11. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-03-11
RA 4Advising on Securities就證券提供意見2004-03-11
RA 6Advising on Corporate Finance就機構融資提供意見2004-03-11
RA 9Asset Management提供資產管理2004-11-25

HKEX Participantships (3)

HKSCC Clearing Participant #B01734 SEHK Participant #01734 Trade-through Exchange Participant #01734

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (4)

CE No.NameChinese
ADH991PANG Keng Chan彭鏡塵
AGW616LAU Hing Bun劉慶斌
BFL265WEN Chen文宸
BPL206PENG Luyuan彭鹿原

Representatives (1)

CE No.NameChinese
BYA558JING Bo景博

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AGG778