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LAU Hing Bun

劉慶斌
CE AGW616Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

LAU Hing Bun (CE number AGW616) is an individual licensed by the Hong Kong SFC. First licensed on 2007-01-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerKCG Securities Asia Limited
寶通證券亞洲有限公司

Licence Record (9)

2012-02-10 – present Current
KCG Securities Asia Limited RO
RA 6
2019-12-16 – 2023-09-30
Superactive Financial Group Company Limited RO
RA 6
2019-12-04 – 2023-09-30
Superactive Financial Group Company Limited Rep
RA 1 RA 6 RA 9
2019-04-26 – 2019-11-30
First Prosperous Capital Company Limited RO
RA 6
2019-03-27 – 2019-11-30
First Prosperous Capital Company Limited Rep
RA 1 RA 6
2016-07-08 – 2019-03-20
Green Capital Limited RO
RA 6
2012-01-05 – 2012-02-10
KCG Securities Asia Limited Rep
RA 6
2010-10-27 – 2011-12-20
CNCB (Hong Kong) Capital Limited RO
RA 6
2007-01-04 – 2009-02-17
First Asia Finance Group Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGW616