Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WEN Chen

文宸
CE BFL265Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

WEN Chen (CE number BFL265) is an individual licensed by the Hong Kong SFC. First licensed on 2015-05-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKCG Fund Management Limited
寶通基金管理有限公司
Responsible OfficerKCG Securities Asia Limited
寶通證券亞洲有限公司

Licence Record (7)

2020-09-18 – present Current
KCG Securities Asia Limited RO
RA 1 RA 4 RA 9
2020-09-18 – present Current
KCG Fund Management Limited RO
RA 4 RA 9
2017-06-02 – 2020-09-18
KCG Securities Asia Limited Rep
RA 1 RA 4 RA 9
2017-06-02 – 2020-09-18
KCG Fund Management Limited Rep
RA 4 RA 9
2016-05-06 – 2017-04-09
China Demeter Securities Limited Rep
RA 1
2015-10-15 – 2016-04-14
GAOYU SECURITIES LIMITED Rep
RA 1
2015-05-15 – 2015-09-21
GEO Securities Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BFL265