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PANG Keng Chan

彭鏡塵
CE ADH991Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PANG Keng Chan (CE number ADH991) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerKCG Fund Management Limited
寶通基金管理有限公司
Responsible OfficerKCG Securities Asia Limited
寶通證券亞洲有限公司

Licence Record (2)

2007-05-04 – present Current
KCG Fund Management Limited RO
RA 4 RA 9
2003-04-01 – present Current
KCG Securities Asia Limited RO
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ADH991