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CHAN Ho Pok

陳浩博
CE AOV557Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

CHAN Ho Pok (CE number AOV557) is an individual licensed by the Hong Kong SFC. First licensed on 2007-04-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RepresentativeCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (8)

2023-03-31 – present Current
CNCB (Hong Kong) Capital Limited RO
RA 9
2022-10-25 – present Current
CNCB (Hong Kong) Capital Limited Rep
RA 4 RA 9
2021-04-19 – 2022-09-16
China Industrial Securities International Asset Management Limited Rep
RA 4 RA 9
2014-05-02 – 2020-12-23
HFT Investment Management (HK) Limited Rep
RA 1 RA 4 RA 9
2011-03-25 – 2014-04-28
GF Asset Management (Hong Kong) Limited Rep
RA 4 RA 9
2008-10-16 – 2010-11-13
MIS Services Limited Rep
RA 9
2008-02-01 – 2008-10-16
FWD Life Insurance Company (Bermuda) Limited Rep
RA 4 RA 9
2007-04-24 – 2008-10-16
NNIP Hong Kong Limited Rep
RA 1 RA 4 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AOV557