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YICK Ho Chuen

易浩泉
CE ASD199Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YICK Ho Chuen (CE number ASD199) is an individual licensed by the Hong Kong SFC. First licensed on 2008-12-08. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司
RepresentativeCNCB (Hong Kong) Capital Limited
信銀(香港)資本有限公司

Licence Record (9)

2020-07-03 – present Current
CNCB (Hong Kong) Capital Limited RO
RA 1
2020-01-02 – present Current
CNCB (Hong Kong) Capital Limited Rep
RA 1 RA 4 RA 9
2016-11-22 – 2019-11-04
Yunfeng Financial Markets Limited RO
RA 1
2016-11-22 – 2019-11-04
Yunfeng Securities Limited RO
RA 1
2015-05-04 – 2016-09-18
HSBC Broking Securities (Asia) Limited Rep
RA 1
2015-05-04 – 2016-09-18
HSBC Broking Futures (Asia) Limited Rep
RA 2
2015-05-04 – 2016-09-18
HSBC Broking Forex (Asia) Limited Rep
RA 3
2008-12-08 – 2015-04-14
Haitong International Securities Company Limited Rep
RA 1 RA 3
2008-12-08 – 2015-04-14
Haitong International Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASD199