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LO Wai Lun

盧煒綸
CE AVM934Licensed IndividualSFO licence active
Official SFC record

LO Wai Lun (CE number AVM934) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 3 (Leveraged FX), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 3 Leveraged Foreign Exchange Trading
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (2)

CapacityCompany / Institution
RepresentativeFulbright Futures Limited
富昌期貨有限公司
RepresentativeFulbright Securities Limited
富昌證券有限公司

Licence Record (21)

2025-02-24 – present Current
Fulbright Futures Limited Rep
RA 2
2025-02-12 – present Current
Fulbright Securities Limited Rep
RA 1
2024-07-02 – 2024-12-17
uSmart Securities Limited Rep
RA 1
2023-08-07 – 2024-05-03
China Securities (International) Brokerage Company Limited Rep
RA 1 RA 2
2021-12-29 – 2023-05-23
SinoPac Securities (Asia) Limited Rep
RA 1 RA 2
2021-09-27 – 2021-12-17
Everbright Securities Investment Services (HK) Limited Rep
RA 1 RA 4
2021-09-27 – 2021-12-17
CES Commodities (HK) Limited Rep
RA 2
2021-04-12 – 2021-09-08
Hang Tai Asset Management Limited Rep
RA 4
2021-03-29 – 2021-09-08
Grand Fu International Securities Limited Rep
RA 1 RA 2
2020-11-24 – 2021-01-04
Frontier Capital Management Limited Rep
RA 1
2019-10-04 – 2020-10-30
CMB International Securities Limited Rep
RA 1
2019-10-04 – 2020-10-30
CMB International Futures Limited Rep
RA 2
2019-06-11 – 2019-09-13
Guosen Securities (HK) Brokerage Company, Limited Rep
RA 1 RA 2 RA 5
2016-05-26 – 2019-05-27
BOCOM International Securities Limited Rep
RA 1 RA 2 RA 5
2013-11-05 – 2016-05-15
Guotai Junan FX Limited Rep
RA 3
2013-08-08 – 2016-05-15
Guotai Junan Securities (Hong Kong) Limited Rep
RA 1
2013-08-08 – 2016-05-15
Guotai Junan Futures (Hong Kong) Limited Rep
RA 2
2012-04-02 – 2013-08-01
Chong Hing Commodities And Futures Limited Rep
RA 2
2011-04-12 – 2013-08-01
Chong Hing Securities Limited Rep
RA 1
2010-07-21 – 2010-07-21
Southwest Securities (HK) Brokerage Limited Rep
RA 1
2010-07-21 – 2010-07-21
Southwest Securities (HK) Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVM934