uSmart Securities Limited is a Hong Kong SFC licensed corporation (CE number BJA907). First licensed on 2017-07-13. Its SFC licence is currently active. It is licensed for 6 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2017-07-13 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2026-01-06 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2017-07-13 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2026-01-06 |
| RA 6 | Advising on Corporate Finance | 就機構融資提供意見 | 2024-12-10 |
| RA 9 | Asset Management | 提供資產管理 | 2017-07-13 |
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
| CE No. | Name | Chinese |
|---|---|---|
| AFT942 | TSEA Po Kwan | 謝寶君 |
| AFX948 | LAM Chi Kan | 林志勤 |
| AGZ760 | MAN Yiu Kwong, Nick | 文耀光 |
| ARI672 | CHAN Hin Hong | 陳顯康 |
| ASF493 | HUANG Chao | 黃超 |
| ATD286 | JIM Chu Sing | 詹柱星 |
| AVI083 | CHEUNG Shun Lim, Ignatius | 張舜廉 |
| AVL490 | TANG Wing Lun | 鄧永麟 |
| AXA194 | SUN Kit Cheung | 辛傑翔 |
| BKX282 | YU Man Ho | 余文浩 |
| BOH186 | HONG Taoli | 洪桃李 |
| BQS640 | LEE Chien Han | 李建翰 |
| BTT232 | JIANG Xiong | 蔣雄 |
| CE No. | Name | Chinese |
|---|---|---|
| AFE019 | WONG Dickie | 黃德几 |
| AFZ821 | YU Hon Cheung | 余漢祥 |
| API203 | NGAI Chi Man, Jeffrey | 魏智敏 |
| APK782 | YU King Leung | 余敬良 |
| APO198 | LI Jie | 李捷 |
| AQN416 | LIT Chun Ho | 列駿豪 |
| ASF493 | HUANG Chao | 黃超 |
| ASU227 | CHEN Chia-hui | 陳佳慧 |
| ATD286 | JIM Chu Sing | 詹柱星 |
| AUS181 | HUNG Chiu Loi | 洪超來 |
| AVL490 | TANG Wing Lun | 鄧永麟 |
| AZC300 | YEUNG Ming Loong | 楊名龍 |
| AZF870 | WONG Ka Fook, Nigel | 王家福 |
| BAF588 | DENG Jiaqi | 鄧嘉麒 |
| BBG531 | KEE O Lung | 祁傲龍 |
| BGJ094 | LEUNG Kei Fung | 梁奇峰 |
| BGM905 | LIN Chun Ting | 練駿霆 |
| BHO455 | CHEN Qiang | 陳強 |
| BIR248 | XU Shan | 徐珊 |
| BJX774 | LI Yufen | 李育芬 |
| BKY136 | MOK Vincent Hiu Fung | 莫曉峰 |
| BND562 | ZHAO Ming | 趙明 |
| BNG152 | LEUNG Ping Chuen | 梁炳銓 |
| BOP789 | LEUNG Yun Bo | 梁潤寶 |
| BPD882 | HUANG Lingying | 黃玲英 |
| BPM528 | CHUI Lai Man | 徐麗敏 |
| BPN595 | GONG Yuan | 龔媛 |
| BPT037 | LI Tsz Hin | 李梓軒 |
| BQM923 | TANG Pak Lun | 鄧栢倫 |
| BQR278 | TAI Yiu Ho | 戴耀豪 |
| BQU747 | XIANG Jie | 向潔 |
| BRB819 | WANG Jialin | 王佳琳 |
| BRD629 | CHAN Kwok Hei | 陳國禧 |
| BRQ325 | SHI Shanni | 施珊妮 |
| BRY795 | LEUNG Yun Tim | 梁潤添 |
| BSC844 | ZHANG Shilong | 張士龍 |
| BSZ497 | DAN Yunlei | 但芸蕾 |
| BTC819 | TSANG Ka Wai | 曾嘉威 |
| BTH397 | GAO Wei | 高偉 |
| BTT232 | JIANG Xiong | 蔣雄 |
| BTT621 | HUANG Jianwen | 黃鍵文 |
| BUA036 | GUO Cuiyun | 郭翠云 |
| BUA182 | CHUI Hattie | 徐凱蒂 |
| BUP684 | WONG Sum Yee | 王森怡 |
| BUS519 | ZENG Deyue | 曾德月 |
| BUZ075 | LI Ruifu | 李瑞甫 |
| BVQ894 | LI Yezi | 李叶子 |
| BVS222 | HUANG Liangze | 黃良澤 |
| BVT470 | YAO Wenjian | 姚文劍 |
| BVT809 | LIU Jiayin | 劉嘉茵 |
| BVU499 | YE Xiaomeng | 叶小萌 |
| BVY712 | YANG Yi | 楊毅 |
| BVZ136 | LIU Shaofeng | 劉紹鋒 |
| BWK211 | QIAN Shunqian | 錢舜謙 |
| BWO077 | CHEUNG Hoi Kit | 張凱杰 |
| BWR945 | LIAO Yonghua | 廖永華 |
| BWV601 | ZHANG Zhidi | 張志迪 |
| BWW477 | PENG Hong | 彭虹 |
| BWY439 | CHAN Chun Hei | 陳真希 |
| BWY525 | SUN Yibo | 孫軼博 |
| BWZ850 | LUO Jiaxi | 羅嘉熙 |
| BWZ851 | LIN Yuxin | 林宇鑫 |
| BXB160 | XIAO Jin | 肖金 |
| BXB663 | MO Haohui | 莫皓暉 |
| BXC347 | WONG Yat Man | 黃溢民 |
| BXC351 | CHEN Jinbo | 陳金波 |
| BXC755 | SU Xinlu | 蘇欣璐 |
| BXF120 | MAI Mingan | 麥銘安 |
| BXF879 | YANG Hao | 楊昊 |
| BXI007 | HU Yitong | 胡旖童 |
| BXI773 | TANG Wai Yin | 鄧偉賢 |
| BXN377 | ZHAO Jue | 趙珏 |
| BXQ885 | ZHANG Xiaoyu | 張𣇈玉 |
| BXR653 | LIANG Guanliang | 梁冠亮 |
| BXU361 | LAM Mai Suet | 林米雪 |
| BXW109 | MA Lin | 馬林 |
| BXW194 | LIU Xiaoli | 劉小利 |
| BXW240 | QIAN Jun | 錢俊 |
| BXW663 | HU Pan | 胡攀 |
| BXW664 | LI Ling | 李凌 |
| BXW769 | LU Guoyuan | 盧国园 |
| BXX370 | JIANG Zhangyi | 蔣張一 |
| BXX374 | MOK Shing Hin | 莫承軒 |
| BXY421 | FAN Xiongwen | 凡雄文 |
| BXY764 | SU Xingan | 蘇興安 |
| BYA603 | CHENG Kian Teng | |
| BYA732 | ZHAO Jian | 趙劍 |
| BYB216 | LIU Tong | 劉通 |
| BYB218 | LIAO Zihuan | 廖子煥 |