CHEN Chia-hui

陳佳慧

CE ASU227Licensed IndividualSFO licence active

CHEN Chia-hui (CE number ASU227) is an individual licensed by the Hong Kong SFC. First licensed on 2009-04-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities

RA 2 Dealing in Futures Contracts

RA 4 Advising on Securities

RA 9 Asset Management

Roles & Accreditations (1)

Capacity	Company / Institution
Representative	uSmart Securities Limited 盈立證券有限公司

Licence Record (15)

2026-04-13 – present Current

uSmart Securities Limited Rep

RA 1 RA 4 RA 9

2024-01-16 – 2025-12-01

Valuable Capital Limited Rep

RA 1 RA 4 RA 9

2023-03-24 – 2023-11-01

Hong Kong Asset Management Limited Rep

RA 1 RA 4 RA 9

2022-03-18 – 2022-11-09

Ping An Securities (Hong Kong) Company Limited Rep

RA 1 RA 4

2021-05-10 – 2021-12-02

CWB Hong Kong Limited RO

RA 1 RA 4

2021-03-12 – 2022-02-08

CWB Hong Kong Limited Rep

RA 1 RA 4 RA 9

2019-01-09 – 2020-11-02

Fortis, Sheriffs & Browns Asia Co. Limited RO

RA 1 RA 4

2019-01-09 – 2020-11-02

oOo Securities (HK) Group Limited RO

RA 1 RA 4

2019-01-09 – 2020-11-02

orientiert International Markets Limited RO

RA 1 RA 4

2016-07-25 – 2019-01-09

oOo Securities (HK) Group Limited Rep

RA 1 RA 4

2013-03-11 – 2016-06-02

Guotai Junan Securities (Hong Kong) Limited Rep

RA 1 RA 4

2012-04-26 – 2013-02-07

SinoPac Futures (Asia) Limited Rep

RA 2

2011-04-13 – 2013-02-07

SinoPac Securities (Asia) Limited Rep

RA 1 RA 4

2009-11-02 – 2011-03-15

Aspen Hill Partners (Hong Kong) Limited Rep

RA 4 RA 9

2009-04-21 – 2009-10-12

SJS Markets Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ASU227