Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

CWB Hong Kong Limited

CE AFQ783Licensed Corporation
Date of licence (SFO)
2005-05-04
Register as of
2026-07-21
Last indexed
2026-07-22 03:05 UTC

CWB Hong Kong Limited is a Hong Kong SFC licensed corporation (CE number AFQ783). First licensed on 2005-05-04. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2019-11-13
RA 4Advising on Securities就證券提供意見2005-05-04
RA 9Asset Management提供資產管理2005-05-04

Responsible Officers (4)

CE No.NameChinese
ASM080LIN Yen-Chun林彥君
BEQ539CHEUNG Robert Lock Yen張諾仁
BOG975JEN Robert任志剛
BWF522Li Helen李利華

Representatives (2)

CE No.NameChinese
ABE974WONG Mang Chung, Alex黃孟聰
BXV212LYFAR Egor