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HONG Taoli

洪桃李
CE BOH186Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

HONG Taoli (CE number BOH186) is an individual licensed by the Hong Kong SFC. First licensed on 2019-09-16. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficeruSmart Securities Limited
盈立證券有限公司

Licence Record (1)

2019-09-16 – present Current
uSmart Securities Limited RO
RA 1 RA 2 RA 4 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BOH186