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NG kik

吳极
CE BWB201Licensed IndividualSFO licence active
Official SFC record

NG kik (CE number BWB201) is an individual licensed by the Hong Kong SFC. First licensed on 2025-03-14. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeuSmart Securities Limited
盈立證券有限公司

Licence Record (7)

2026-08-10 – present Current
uSmart Securities Limited Rep
RA 1 RA 2
2026-01-14 – 2026-07-10
Fulbright Securities Limited Rep
RA 1
2026-01-14 – 2026-07-10
Fulbright Futures Limited Rep
RA 2
2025-05-22 – 2025-12-23
Phillip Securities (Hong Kong) Limited Rep
RA 1
2025-05-22 – 2025-12-23
Phillip Commodities (HK) Limited Rep
RA 2
2025-03-14 – 2025-05-02
CMBC Securities Company Limited Rep
RA 1 RA 4
2025-03-14 – 2025-05-02
CMBC International Futures Company Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWB201