Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

WONG Sum Yee

王森怡
CE BUP684Licensed IndividualSFO licence active
Official SFC record

WONG Sum Yee (CE number BUP684) is an individual licensed by the Hong Kong SFC. First licensed on 2024-01-24. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeuSmart Securities Limited
盈立證券有限公司

Licence Record (2)

2026-03-10 – present Current
uSmart Securities Limited Rep
RA 1
2024-01-24 – 2024-06-21
BCT Financial Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BUP684