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LI Jie

李捷
CE APO198Licensed IndividualSFO licence active
Official SFC record

LI Jie (CE number APO198) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 6 (Corporate finance).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeuSmart Securities Limited
盈立證券有限公司

Licence Record (7)

2023-12-22 – 2026-05-15
Opus Capital Limited Rep
RA 1 RA 6
2023-12-22 – 2024-11-15
UZen Securities Limited Rep
RA 1
2023-03-09 – 2023-05-13
RaffAello Capital Limited Rep
RA 6
2018-05-25 – 2020-03-10
Emperor Corporate Finance Limited Rep
RA 1 RA 6
2015-06-09 – 2018-04-19
VBG Capital Limited Rep
RA 1 RA 6
2009-07-14 – 2015-05-26
President Securities (Hong Kong) Limited Rep
RA 1 RA 6
2007-10-15 – 2008-07-31
Haitong International Securities Company Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APO198