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Southwest Securities (HK) Brokerage Limited

西證(香港)證券經紀有限公司
CE ACB501Licensed Corporation
Date of licence (SFO)
2004-08-30
Register as of
2026-07-23
Last indexed
2026-07-23 22:05 UTC
Official SFC record

Southwest Securities (HK) Brokerage Limited is a Hong Kong SFC licensed corporation (CE number ACB501). First licensed on 2004-08-30. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2004-08-30
RA 4Advising on Securities就證券提供意見2010-02-23

HKEX Participantships (2)

HKSCC Clearing Participant #B01508 SEHK Participant #01508

Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.

Responsible Officers (3)

CE No.NameChinese
AOB604TONG Shing, Johnson唐誠
BXT715YANG Yan杨炎
BXT716WANG Xiangjie王湘杰

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/ACB501