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YANG Yan

杨炎
CE BXT715Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

YANG Yan (CE number BXT715) is an individual licensed by the Hong Kong SFC. First licensed on 2026-06-30. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 4 Advising on Securities

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerSouthwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司

Licence Record (1)

2026-06-30 – present Current
Southwest Securities (HK) Brokerage Limited RO
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BXT715