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LI Sitan

李斯坦
CE BUV051Licensed IndividualResponsible OfficerSFO licence active

LI Sitan (CE number BUV051) is an individual licensed by the Hong Kong SFC. First licensed on 2024-06-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerSouthwest Securities (HK) Asset Management Limited
西證(香港)資產管理有限公司
RepresentativeSouthwest Securities (HK) Brokerage Limited
西證(香港)證券經紀有限公司

Licence Record (1)

2024-06-03 – 2026-05-31