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PAU Cheuk Yao

鮑卓堯
CE APS724Licensed IndividualResponsible OfficerSFO licence active
Official SFC record

PAU Cheuk Yao (CE number APS724) is an individual licensed by the Hong Kong SFC. First licensed on 2007-10-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 7 (Automated trading), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 7 Providing Automated Trading Services
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
Responsible OfficerEast Eagle Asset Management Holdings Limited
東鷹資產管理有限公司

Licence Record (9)

2024-07-03 – present Current
East Eagle Asset Management Holdings Limited RO
RA 9
2015-09-24 – 2018-03-16
Morgan Stanley Asia Limited Rep
RA 1
2015-09-24 – 2018-03-16
Morgan Stanley Hong Kong Securities Limited Rep
RA 1 RA 2 RA 7
2013-07-22 – 2015-06-23
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2013-07-22 – 2015-06-23
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2011-05-06 – 2013-07-19
Mizuho Securities Asia Limited Rep
RA 1 RA 9
2008-09-23 – 2010-07-22
Macquarie Asia Securities Limited Rep
RA 2
2007-10-04 – 2011-01-15
Macquarie Capital Limited Rep
RA 1
2007-10-04 – 2010-07-22
Macquarie Equities (Asia) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/APS724