CHEUNG How Leung

張效良

CE ANU361Licensed IndividualResponsible OfficerSFO licence active

CHEUNG How Leung (CE number ANU361) is an individual licensed by the Hong Kong SFC. First licensed on 2006-08-21. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance). Currently a responsible officer at 2 firms.

Regulated Activities (on record) (3)

RA 1 Dealing in Securities

RA 4 Advising on Securities

RA 6 Advising on Corporate Finance

Roles & Accreditations (2)

Capacity	Company / Institution
Responsible Officer	GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司
Responsible Officer	GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司

Licence Record (11)

2024-02-01 – present Current

GF Securities (Hong Kong) Brokerage Limited RO

RA 1

2024-02-01 – present Current

GF Capital (Hong Kong) Limited RO

RA 6

2023-05-03 – 2024-02-01

GF Securities (Hong Kong) Brokerage Limited Rep

RA 1

2023-05-03 – 2024-02-01

GF Capital (Hong Kong) Limited Rep

RA 6

2019-12-23 – 2021-08-20

BOCI Asia Limited Rep

RA 1 RA 6

2019-12-23 – 2021-08-20

BOCI Securities Limited Rep

RA 1

2018-05-08 – 2019-07-18

J.P. Morgan Securities (Far East) Limited Rep

RA 1 RA 4 RA 6

2014-09-22 – 2023-01-09

Nomura International (Hong Kong) Limited Rep

RA 1 RA 4 RA 6

2011-10-26 – 2014-08-20

Macquarie Capital Limited Rep

RA 1 RA 6

2011-10-26 – 2014-08-20

Macquarie Corporate (Hong Kong) Limited Rep

RA 6

2006-08-21 – 2006-11-09

UBS Securities Asia Limited Rep

RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANU361