Carret Private Capital Limited is a Hong Kong SFC licensed corporation (CE number AOT542). First licensed on 2007-05-28. Its SFC licence is currently active. It is licensed for 3 regulated activities: Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).
| Type | English | Chinese | Effective |
|---|---|---|---|
| RA 1 | Dealing in Securities | 證券交易 | 2016-11-03 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2016-11-03 |
| RA 9 | Asset Management | 提供資產管理 | 2007-05-28 |
| CE No. | Name | Chinese |
|---|---|---|
| ABC352 | CHEE Sing Chung | 支聲鐘 |
| ACO173 | HO Kenneth Kent | 何祖光 |
| CE No. | Name | Chinese |
|---|---|---|
| AEE801 | CHU Kin Fun, John | 朱建勳 |
| AFE620 | NGAI So Ling, Angela | 倪素玲 |
| AFP897 | WU Nga Kam, Anna | 胡雅琴 |
| AGO357 | KURAHASHI Yumiko | |
| AIH182 | LEE Jae Woo | |
| AJL418 | SHENG Wei-Ting | 盛薇庭 |
| ANH738 | HSIEH Hui-wen | 謝惠雯 |
| ANY191 | SAVINO Ronald Joseph | |
| APJ665 | TSENG An-jung | 曾安榕 |
| ASE805 | SHUM Ka Lei, Carley | 岑嘉莉 |
| AUH927 | LEUNG Hing Man | 梁馨文 |
| AVH077 | LIN Jiaxin | 林佳欣 |
| BAB819 | HOSONO Genji | 細野玄司 |
| BAI990 | SHEKHAWAT Tushar | |
| BFD864 | WEN Ming-Fen | 温明芬 |
| BIY780 | CHARK Chi Fai | 翟智輝 |
| BMA875 | HUNG Wai Ching | 洪瑋程 |
| BNY629 | PUN Felix | 番家堯 |
| BPI250 | FONG Long Lok, Elvis | 方朗樂 |
| BPX348 | SINGH Amit Kishan | |
| BQH097 | YIN Congzhe | 尹聰哲 |
| BSX043 | TSAI Chi-chang | 蔡吉昌 |
| BTI897 | WU Chiu Hsuan | 吳秋璇 |
| BUY641 | TYAGI Shagun | |
| BVF699 | AMARNANI Meenakshi Kunal | |
| BVO042 | TAM Sui Mei | |
| BVP967 | YIP Yan Lung, Michael | |
| BWN141 | LEUNG Kwok Cheung | 梁國祥 |
| BXU079 | LI Qin | 李沁 |
| BXU080 | LIU Yuze | 劉禹澤 |
| BXU400 | CHIANG Shih-Fu | 江世甫 |