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LIN Jiaxin

林佳欣
CE AVH077Licensed IndividualSFO licence active
Official SFC record

LIN Jiaxin (CE number AVH077) is an individual licensed by the Hong Kong SFC. First licensed on 2010-07-06. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management).

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCarret Private Capital Limited

Licence Record (8)

2026-06-05 – present Current
Carret Private Capital Limited Rep
RA 1 RA 4 RA 9
2023-06-09 – 2026-05-31
Ethivo Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2018-04-18 – 2018-09-11
CMB International Futures Limited Rep
RA 2
2017-09-27 – 2018-09-11
CMB International Securities Limited Rep
RA 1 RA 4
2014-05-07 – 2014-07-23
Citigroup Global Markets Asia Limited Rep
RA 1 RA 2
2010-12-24 – 2013-09-25
RBC Investment Services (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 5
2010-10-21 – 2010-12-07
Shanxi Securities International Financial Holdings Limited Rep
RA 2
2010-07-06 – 2010-07-27
President Securities (Hong Kong) Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVH077