RBC Investment Services (Asia) Limited
加皇投資理財有限公司
CE AAG176Licensed Corporation
RBC Investment Services (Asia) Limited is a Hong Kong SFC licensed corporation (CE number AAG176). First licensed on 2004-10-14. Its SFC licence is currently active. It is licensed for 4 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2004-10-14 |
| RA 2 | Dealing in Futures Contracts | 期貨合約交易 | 2004-10-14 |
| RA 4 | Advising on Securities | 就證券提供意見 | 2004-10-14 |
| RA 5 | Advising on Futures Contracts | 就期貨合約提供意見 | 2004-10-14 |
HKEX Participantships (1)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (2)
| CE No. | Name | Chinese |
|---|
| BEV552 | WILLIS Benjamin Adam | |
| BNP735 | QUINT Pascal Michael | |