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CHENG Yin Wah, Irene

鄭燕華
CE AAJ978Licensed IndividualSFO licence active
Official SFC record

CHENG Yin Wah, Irene (CE number AAJ978) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (6)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Investment Services (Asia) Limited
加皇投資理財有限公司

Licence Record (3)

2010-11-01 – present Current
RBC Investment Services (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 5
2003-04-01 – 2010-10-31
FT Securities Limited Rep
RA 1 RA 2 RA 4 RA 5 RA 6 RA 9
2003-04-01 – 2005-10-04
Jefferies Bache (Hong Kong) Limited Rep
RA 2 RA 5 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AAJ978