Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

LAM Wai Shing

林韋成
CE AYJ113Licensed IndividualSFO licence active
Official SFC record

LAM Wai Shing (CE number AYJ113) is an individual licensed by the Hong Kong SFC. First licensed on 2011-11-04. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Investment Services (Asia) Limited
加皇投資理財有限公司

Licence Record (2)

2011-11-04 – present Current
RBC Investment Services (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 5
2013-07-04 – 2017-08-01
RBC Global Asset Management (Asia) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AYJ113