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WONG Yik Shing

黃奕成
CE AWO225Licensed IndividualSFO licence active
Official SFC record

WONG Yik Shing (CE number AWO225) is an individual licensed by the Hong Kong SFC. First licensed on 2010-12-29. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeRBC Investment Services (Asia) Limited
加皇投資理財有限公司

Licence Record (2)

2015-07-03 – present Current
RBC Investment Services (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 5
2010-12-29 – 2013-08-31
Merrill Lynch (Asia Pacific) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AWO225