Unofficial — this is NOT the SFC. Independent site, not affiliated with the Securities and Futures Commission of Hong Kong. All information is compiled from SFC, HKMA and other public regulatory records and is for reference only — verify on the official SFC website before relying on it.
SFC Radar
中文 ← Back to search

QUINT Pascal Michael

CE BNP735Licensed IndividualResponsible OfficerExecutive OfficerSFO licence active
Official SFC record

QUINT Pascal Michael (CE number BNP735) is an individual licensed by the Hong Kong SFC. First licensed on 2018-10-10. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 5 (Advising on futures), Type 9 (Asset management). Currently a responsible officer at 1 firm.

Regulated Activities (on record) (5)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 5 Advising on Futures Contracts
RA 9 Asset Management

Roles & Accreditations (2)

CapacityCompany / Institution
Responsible OfficerRBC Investment Services (Asia) Limited
加皇投資理財有限公司
Executive OfficerRoyal Bank of Canada
加拿大皇家銀行

Licence Record (2)

2023-12-05 – present Current
RBC Investment Services (Asia) Limited RO
RA 1 RA 2 RA 4 RA 5
2018-10-10 – 2023-12-05
RBC Investment Services (Asia) Limited Rep
RA 1 RA 2 RA 4 RA 5

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BNP735