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Royal Bank of Canada

加拿大皇家銀行
CE AAE727Registered Institution
Date of registration
2005-06-16
Register as of
2026-07-23
Last indexed
2026-07-23 18:05 UTC
Official SFC record

Royal Bank of Canada is a Hong Kong SFC registered institution (CE number AAE727). First licensed on 2005-06-16. Its SFC licence is currently active. It is licensed for 5 regulated activities: Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities

TypeEnglishChineseEffective
RA 1Dealing in Securities證券交易2005-06-16
RA 2Dealing in Futures Contracts期貨合約交易2020-06-19
RA 4Advising on Securities就證券提供意見2008-05-02
RA 6Advising on Corporate Finance就機構融資提供意見2016-06-21
RA 9Asset Management提供資產管理2019-11-11

Executive Officers (9)

CE No.NameChinese
ABA346LEE Kar Yan, Judith李嘉欣
AFA129MA Wai Yin, Michael馬偉賢
AVI629CHANG William Wei Han張維漢
AXG304CHAN Cheuk Yin陳卓然
BEV552WILLIS Benjamin Adam
BMG510CHAO Victor Tzu-ping趙治平
BNB564IRELAND Rodney Darran
BNP735QUINT Pascal Michael
BVK944Aronna Juan Manuel

HKMA Securities Staff

Source: HKMA Register of Securities Staff of AIs (separate from the SFC register).

Current Securities Staff (160)

Past Staff (693)

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/corp/AAE727