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LEE Kar Yan, Judith

李嘉欣
CE ABA346Licensed IndividualExecutive OfficerNo active licence
Official SFC record

LEE Kar Yan, Judith (CE number ABA346) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerRoyal Bank of Canada
加拿大皇家銀行

Licence Record (2)

2008-07-04 – 2011-07-29
RBS Asia Corporate Finance Limited Rep
RA 1 RA 6
2003-04-01 – 2007-07-27
Deloitte & Touche Corporate Finance Limited Rep
RA 6

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ABA346