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CHAN Cheuk Yin

陳卓然
CE AXG304Licensed IndividualExecutive OfficerNo active licence
Official SFC record

CHAN Cheuk Yin (CE number AXG304) is an individual licensed by the Hong Kong SFC. First licensed on 2011-06-01. Their SFC licence is currently not active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management), Type 10 (Credit rating).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management
RA 10 Providing Credit Rating Services

Roles & Accreditations (1)

CapacityCompany / Institution
Executive OfficerRoyal Bank of Canada
加拿大皇家銀行

Licence Record (2)

2017-03-23 – 2019-12-13
ICBC International Asset Management Limited Rep
RA 1 RA 4 RA 9
2011-06-01 – 2013-08-08
Moody's Investors Service Hong Kong Limited Rep
RA 10

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AXG304