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HSIEH Hui-wen

謝惠雯
CE ANH738Licensed IndividualSFO licence active
Official SFC record

HSIEH Hui-wen (CE number ANH738) is an individual licensed by the Hong Kong SFC. First licensed on 2006-05-03. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCarret Private Capital Limited

Licence Record (4)

2023-05-03 – present Current
Carret Private Capital Limited Rep
RA 1 RA 4 RA 9
2010-12-06 – 2012-05-14
Morgan Stanley Hong Kong Securities Limited Rep
RA 2
2006-05-03 – 2012-05-14
Morgan Stanley Asia Limited Rep
RA 1
2006-05-03 – 2010-12-06
Morgan Stanley Hong Kong Futures Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANH738