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KURAHASHI Yumiko

CE AGO357Licensed IndividualSFO licence active
Official SFC record

KURAHASHI Yumiko (CE number AGO357) is an individual licensed by the Hong Kong SFC. First licensed on 2003-04-01. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 6 (Corporate finance), Type 9 (Asset management).

Regulated Activities (on record) (4)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 6 Advising on Corporate Finance
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCarret Private Capital Limited

Licence Record (3)

2026-04-23 – present Current
Carret Private Capital Limited Rep
RA 1 RA 4 RA 9
2018-12-11 – 2026-04-08
Ethivo Asset Management (HK) Limited Rep
RA 1 RA 4 RA 9
2003-04-01 – 2006-06-28
China Reserve Securities Limited Rep
RA 1 RA 4 RA 6 RA 9

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AGO357