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SAVINO Ronald Joseph

CE ANY191Licensed IndividualSFO licence active
Official SFC record

SAVINO Ronald Joseph (CE number ANY191) is an individual licensed by the Hong Kong SFC. First licensed on 2006-09-15. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 2 (Futures dealing), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 2 Dealing in Futures Contracts
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCarret Private Capital Limited

Licence Record (6)

2020-09-04 – present Current
Carret Private Capital Limited Rep
RA 9
2011-11-15 – 2014-06-21
SG Asset Finance (Hong Kong) Limited RO
RA 1 RA 2
2011-11-15 – 2014-06-21
Newedge Broker Hong Kong Limited RO
RA 2
2006-09-15 – 2011-04-18
Merrill Lynch (Asia Pacific) Limited Rep
RA 1
2006-09-15 – 2011-04-18
Merrill Lynch Far East Limited Rep
RA 1 RA 2
2006-09-15 – 2010-08-26
Merrill Lynch Futures (Hong Kong) Limited Rep
RA 2

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/ANY191