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SHEKHAWAT Tushar

CE BAI990Licensed IndividualSFO licence active
Official SFC record

SHEKHAWAT Tushar (CE number BAI990) is an individual licensed by the Hong Kong SFC. First licensed on 2012-10-26. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 9 (Asset management).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 9 Asset Management

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeCarret Private Capital Limited

Licence Record (2)

2024-11-01 – present Current
Carret Private Capital Limited Rep
RA 1 RA 4 RA 9
2012-10-26 – 2014-01-31
BSI Investment Advisors (Hong Kong) Limited Rep
RA 1 RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BAI990