Liquidnet Asia Limited
利貫交易網亞洲有限公司
CE ANY098Licensed Corporation
Liquidnet Asia Limited is a Hong Kong SFC licensed corporation (CE number ANY098). First licensed on 2007-08-15. Its SFC licence is currently active. It is licensed for 2 regulated activities: Type 1 (Securities dealing), Type 7 (Automated trading).
Regulated Activities
| Type | English | Chinese | Effective |
|---|
| RA 1 | Dealing in Securities | 證券交易 | 2007-08-15 |
| RA 7 | Providing Automated Trading Services | 提供自動化交易服務 | 2007-08-15 |
HKEX Participantships (2)
Matched to HKEX’s published participant and trading-right lists by legal name, refreshed daily. The number in brackets is the HKEX participant ID.
Responsible Officers (3)
| CE No. | Name | Chinese |
|---|
| AUL980 | BALDWIN Tristan James | |
| BCA281 | THOMPSON Stuart Michael | |
| BIG552 | BONNEVILLE DE MARSANGY Roland Philippe Marie Guillaume | |