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LEE Alan

CE BWO434Licensed IndividualSFO licence active
Official SFC record

LEE Alan (CE number BWO434) is an individual licensed by the Hong Kong SFC. First licensed on 2025-07-18. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 7 (Automated trading).

Regulated Activities (on record) (2)

RA 1 Dealing in Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLiquidnet Asia Limited
利貫交易網亞洲有限公司

Licence Record (1)

2025-07-18 – present Current
Liquidnet Asia Limited Rep
RA 1 RA 7

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BWO434