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WENHAM James Alexander Scott

CE AVF334Licensed IndividualSFO licence active
Official SFC record

WENHAM James Alexander Scott (CE number AVF334) is an individual licensed by the Hong Kong SFC. First licensed on 2010-05-20. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLiquidnet Asia Limited
利貫交易網亞洲有限公司

Licence Record (3)

2020-09-14 – present Current
Liquidnet Asia Limited Rep
RA 1 RA 7
2019-01-22 – 2019-11-05
Mizuho Securities Asia Limited Rep
RA 1 RA 4
2010-05-20 – 2018-12-29
CLSA Limited Rep
RA 1

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/AVF334