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JIN Yi

金翼
CE BQC994Licensed IndividualSFO licence active
Official SFC record

JIN Yi (CE number BQC994) is an individual licensed by the Hong Kong SFC. First licensed on 2020-09-23. Their SFC licence is currently active. Accredited for regulated activities Type 1 (Securities dealing), Type 4 (Advising on securities), Type 7 (Automated trading).

Regulated Activities (on record) (3)

RA 1 Dealing in Securities
RA 4 Advising on Securities
RA 7 Providing Automated Trading Services

Roles & Accreditations (1)

CapacityCompany / Institution
RepresentativeLiquidnet Asia Limited
利貫交易網亞洲有限公司

Licence Record (3)

2025-01-27 – present Current
Liquidnet Asia Limited Rep
RA 1 RA 7
2023-05-23 – 2023-09-29
Cathay Securities (Hong Kong) Limited Rep
RA 1 RA 4
2020-09-23 – 2022-11-08
Barclays Capital Asia Limited Rep
RA 4

Source: SFC, HKMA and other public regulatory records · Unofficial — this site is NOT the SFC, for reference only
Official record：apps.sfc.hk publicregWeb · JSON API：/api/indi/BQC994